A leading Insurance Intermediary are recruiting for a Compliance Officer for their Dublin office. Reporting to the Head of Risk & Compliance, the Compliance Officer will have the opportunity to influence the development and implementation of the Risk and Compliance Framework.
Key Responsbilities of the Compliance Officer:
- Contribute to the development and implementation of the Compliance Framework and Compliance Plan
- Conducting compliance monitoring reviews
- Provide advice on appropriateness and effectiveness of controls and the application of rules, regulations and the company’s compliance policies and procedures
- Review of products, documents and marketing communications for compliance with relevant regulatory requirements
- Participate on new business initiatives, ensuring that relevant compliance considerations and resulting risks, are duly assessed
- Assist with the implementation, review and amendment of compliance policies/ procedures
- Support the implementation and maintenance of the risk management framework
- Support senior management in identifying, monitoring, managing and reporting risks
- Provide day to day advice, support and challenge to all functions on risk andcompliance matters
- Produce reports for the Audit, Risk and Compliance Committee as require
The Compliance Officer will have a proven track record in a Compliance function of a regulated Financial Services firm, preferably Insurance. Compliance qualifications are desireable along with strong comminication and interpersonal skills.
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