Current vacancy

Trading Surveillance Manager


A leading financial services company is looking to hire a Trading Surveillance Manager, a new 2LOD role in the company. This opportunity could suit a Compliance/ Risk Manager with Trading Floor experience, or a Trader looking to move into a 2LOD role.

Key responsibilities include:

  • Conduct trade surveillance on derivatives by understanding the trading strategy of the company, and check and challenge any weaknesses in the process.
  • Assist in the design and maintain a compliance monitoring and surveillance program designed to ensure adherence with regulatory requirements, trading arrangements and industry best practice.
  • Build a proactive approach to compliance based on prevention of regulatory failures by deploying continuous training and education programs to front line employees and management.
  • Optimize the effectiveness and the efficiency of the compliance monitoring program by insuring continuous enhancement and evolution of the compliance processes, the compliance tools and surveillance systems.
  • Support the business lines in deploying new business strategies and ensure that new initiatives are delivered in compliance with regulatory obligations.
  • Report on the status of regulatory compliance and key risks to senior business leaders and compliance management.
  • Create, develop, and maintain data models, dashboards, performance and regulatory risk metrics.

Key requirements include:

  • Risk/ Compliance/ Trading experience in a capital markets trading business.
  • Understanding of controls and regulations in a trading business.


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Adrian Marples avatar
Associate Director – Financial Services
+353 87 773 1191