Current vacancy

Compliance Officer, Surveillance

Market related

An international bank is looking to hire a Compliance Officer, Surveillance for its expanding Second Line team. The hire will play a key role in voice & comms surveillance for a dynamic trading business.

Key responsibilities include:

  • Voice and electronic communications reviews.
  • Identify, investigate, escalate, and manage potential violations of regulatory business conduct standards.
  • Identify controls weakness with early detection to plug in any gaps in the surveillance process.
  • Prepare and present reports and dashboards related to surveillance.
  • Review and analyze new products and activities initiated by traders.
  • Assist in implementing Surveillance compliance programs to ensure that the required supervisory structure is in place, which addresses regulatory requirements, industry best practices including Trade surveillance.
  • Maintain current knowledge of applicable laws and regulations, and track regulatory changes in legislation, keep business and management informed as needed.

Key experience includes:

  • 1-3 years’ experience in a financial services company, ideally with a trading division.
  • Preferably Compliance or Regulatory experience.
  • Experience of market conduct, market abuse, conflicts of interest.


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Adrian Marples avatar
Associate Director – Financial Services
+353 87 773 1191