A market leading global Financial Services Infrastructure firm are recruiting for a Compliance Executive for their Dublin office. The Compliance Executive will report to the Head of Compliance and play a key role in the implementation, promotion and maturation of the compliance culture across the group.
Key Respoibsibilities:
- Contribute to core Compliance policies review and monitoring from a group wide perspective. Ensure applicability to local market
- Support group wide risk analysis in relation to compliance risk and Client/Product risk in the execution of their risk analysis, including local requirements
- Create awareness at the Group and local level of such policies and practice
- Participate in Group initiatives and projects, as identified
- Assist in the development and implementation of the local compliance monitoring program in line with the risk based Group approach and the requirements of the Regulator
- Perform monitoring controls in line with this risk based approach and report to Group and Local management
- Work closely with and maintain strong internal relationships with business units
- Support the local MLRO
The Compliance Executive will have proven experience in a compliance function of a regulated Financial Services firm. Knowledge of MiFID reqruirements and related Central Bank guidance would be an advatage although not pre-requisite.
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