Risk & Compliance Manager

  • Region: Rest of Ireland

  • Location: Dublin

  • Sector: Compliance

  • Contract: Permanent

  • Salary: Negotiable

  • Reference: 5570_1560526767

About this job

The Compliance & Risk Manager will be responsible for the development and management of the Capitalflow Compliance & Risk function in a regulated environment. Developing and delivering the Board approved Compliance & Risk programme and reporting to management and the Board.

Key Responsibilities and Accountabilities:

· Develop the necessary policies and procedures for a Retail Credit Firm

· Develop and manage the Risk Register

· Manage the Compliance & Risk framework including providing support and regulatory guidance to each business

· Maintaining a good working relationship with all relevant authorities including the Central Bank of Ireland

· Ownership of formal responses to the Central Bank of Ireland enquiries and themed inspection reviews/visits

· Full ownership of MLRO role to include reviewing all AML policies and reporting to and being a point of contact for the Garda Síochána and Revenue Commissioners

· Lead the GDPR and data protection requirements

· Subject Matter Expertise for the Regulatory Change Management Process and to the First Line of Defence.

· To conduct reviews of and oversee the marketing/advertising compliance sign-off process

· To maintain an Enterprise Compliance Risk framework for each business area

· Develop and implement a regulatory staff training framework

· To escalate any identified breaches or material Conduct Risk issues

· Regulatory filings with the Central Bank of Ireland and/or other regulators where required

· Liaise with external legal counsel and 3rd party suppliers

· Operational Risk Reviews

Requirements of the role:

· Strong proven experience (5 years plus) within a compliance & risk role previous CBI approved function status an advantage

· ACOI and/or audit-related qualification

· Excellent knowledge and experience of the, SME Lending Regulations, Consumer Protection Code and Anti-Money Laundering and Terrorist Financing legislation

· Proven track record dealing with the Central Bank of Ireland and/other regulators is essential

· Demonstrated compliance with the MCC

· Strong understanding of the CBI Guidance on Fitness and Probity Standards and Minimum Competency Regulations

· Good knowledge of the GDPR and related legislation

· Excellent knowledge and understanding of all AML and KYC policies

· Experience working as an MLRO or deputy MLRO or a similar position

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