Regulatory Change Associate

  • Region: Dublin City Centre

  • Location:

  • Sector: Compliance

  • Contract: Permanent

  • Salary:

  • Reference: 42991_1614278393

About this job

My client – a leading financial services firm is seeking to appoint a Regulatory Change Associate to join their team in Dublin city centre. In this role you will be responsible for managing day to day fitness & probity obligations, data collection and assisting management with compliance matters.

Responsibilities:

  • Onboarding of new CFs, PCFs positions and annual reviews.
  • Manage the regulatory inbox, follow up and escalate as required.
  • Handle regulators queries and compose responses for management review.
  • Manage conflicts of interest matters, gifts and entertainment and other ad hoc issues.
  • Maintain the Regulatory Change Tracker.
  • Contribute effectively to produce regulatory communications.
  • Maintain compliance policies, standards and procedures.

Requirements:

  • Educated to Degree level and professional compliance qualification (LCOI) or currently studying.
  • Previous experience within financial services or consultancy firm.
  • Operational knowledge of Irish and UK regulatory requirements, IDR, Fitness & Probity etc.
  • Strong communication and interpersonal skills.
  • A self – starter with ability to work on own initiative and within a collaborative environment.
  • I.T. literate with proficiency in Microsoft Office – Word, Excel, PowerPoint.

The salary range on offer is competitive and negotiable depending on experience.

For further information and a confidential discussion please contact Conor O’Reilly.

You must be an E.U. Citizen or hold a Stamp 4 visa to be considered for this role.

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