Head of Compliance

  • Region: Rest of Ireland

  • Location:

  • Sector: Compliance

  • Contract: Permanent

  • Salary:

  • Reference: BBBH7083_1595517682

About this job

Key Responsibilities of the Head of Compliance:

  • Contribute to the success of the relevant compliance and risk functions
  • Participate in group-wide efforts to implement, promote and mature the compliance and risk culture of the firm;
    • Contribute to core Risk and Compliance policies review and monitoring from a group wide perspective
    • Understand and contribute to the Business Continuity Policies of the Group
    • Support group wide risk analysis in relation to compliance risk and Client/Product risk in the execution of their risk analysis
    • Create awareness at the Group and local level of such policies and practices
    • Develop and implement the local compliance and monitoring program in line with the risk based Group approach and the expectations of the Regulator
    • Perform monitoring controls in line with this risk based approach and report to Group and Local management
    • Provide advice and awareness at a local level on compliance policies
    • Assist in the preparation of risk reports for the Board
  • Contribute to and conduct compliance and risk activities according to planned and ad-hoc activities
  • Facilitate and contribute to risk assessments where needed, including yearly confirmation of risk management and internal control process

The Head of Compliance will have strong knowledge of MiFID requirements with a proven track record working within a compliance & operational risk capacity with a regulated financial services firm.

If you are a Compliance professional considering a move, please don’t hesitate to contact Donal Whelan. Our Compliance team recruit for Compliance roles across all levels of the Financial Services sector; Head of Compliance, Compliance Manager, Compliance Officer, Compliance Advisor, MLRO, AML Manager, AML Officer, Regulatory Analyst.


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