DP Consultant – Risk & Control

  • Region: Dublin City Centre

  • Location: Dublin City Centre, Dublin

  • Sector: Funds & Asset Management

  • Contract: Permanent

  • Salary: €60000 - €80000 per annum + Bonus + Benefits

  • Reference: JOR-DP1216_1574260720

About this job

DP Consultant – Risk & Control

Dublin – ManCo – Fund Management Company

A Dublin based Fund Management Company currently seeks a DP Consultant to join their rapidly growing team. The firm which advises fund managers and asset managers on operational, governance, risk and compliance issues relevant to the establishment and ongoing management of different funds.

The Role

  • Manage own book of key client relationships. Dealing with all levels of staff within client firms from operational staff to senior management and Board level;
  • Assist in the establishment of investment funds and operations for both new and existing clients across a range of fund types;
  • Manage both UCITS IV and AIFM reporting in accordance with the requirements of the Business Plans and Programmes of Activity, including but not limited to the following;
  • Preparation, maintenance and update of Business Plans / PoAs and associated documents, policies and procedures;
  • Appointment to PCF positions on behalf of client structures as required under the Central Bank Fitness & Probity Regime;
  • Provision of Compliance Monitoring and Risk Management/Monitoring Services including maintenance of the Compliance Manual and Risk Management Policy;
  • Ongoing oversight of service providers and review of monthly reporting on behalf of Boards. Reporting to Boards at quarterly meetings and interaction with Boards in the interim periods;
  • Resolution of issues on behalf of clients including escalation and co-ordination with Boards where necessary;
  • Maintenance of ongoing Regulatory Reporting requirements of clients, along with preparation and maintenance of a Corporate Compliance Calendar on behalf of clients to ensure compliance with regulatory governance codes and filing requirements;
  • Preparation, provision and implementation of solutions to cater for the impact of new and updated regulations;
  • Co-ordination of Regulatory Inspections on behalf of clients;
  • Provision of consulting services including but not limited to reviews of operational controls, impact assessments for new regulatory requirements and provide advisory services in a practical way;
  • Deliver operational support and project manage clients through a range of on-going issues and ad-hoc assignments in a variety of areas;

The Candidate

The ideal candidate will have a minimum of 6 years experience within Fund Administration/Asset Management across Risk/Internal Controls/Middle Office.

How to apply

For further information on this job opportunity please apply via this link with your updated CV to Jamie O’Riordan at Lincoln Recruitment or email

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