Consultant – PCF 39 DP Role

  • Region: Rest of Ireland

  • Location: Dublin

  • Sector: Compliance

  • Contract: Permanent

  • Salary: €70000 - €80000 per annum

  • Reference: 5572_1560183916

About this job

Key Responsibilities:

  • Report to the Managing Director;
  • Working with an accomplished and experienced team of professional consultants;
  • Manage own book of key client relationships with assistance from the wider internal team.
  • Dealing with all levels of staff within client firms from operational staff to senior management and Board level;
  • Assist in the establishment of investment funds and operations for both new and existing clients across a range of fund types;
  • Manage both UCITS IV and AIFM reporting in accordance with the requirements of the Business Plans and Programmes of Activity, including but not limited to the following;
  • Preparation, maintenance and update of Business Plans / PoAs and associated documents, policies and procedures;
  • Appointment to PCF positions on behalf of client structures as required under theCentral Bank Fitness & Probity Regime;
  • Provision of Compliance Monitoring and Risk Management/Monitoring Services including maintenance of the Compliance Manual and Risk Management Policy;
  • Ongoing oversight of service providers and review of monthly reporting on behalf of Boards. Reporting to Boards at quarterly meetings and interaction with Boards in the interim periods;
  • Resolution of issues on behalf of clients including escalation and co-ordination with Boards where necessary;
  • Maintenance of ongoing Regulatory Reporting requirements of clients, along with preparation and maintenance of a Corporate Compliance Calendar on behalf of clients to ensure compliance with regulatory governance codes and filing requirements;
  • Preparation, provision and implementation of solutions to cater for the impact of new and updated regulations;
  • Co-ordination of Regulatory Inspections on behalf of clients;
  • Provision of consulting services including but not limited to reviews of operational controls, impact assessments for new regulatory requirements and provide advisory services in a practical way;
  • Deliver operational support and project manage clients through a range of on-going issues and ad-hoc assignments in a variety of areas;

The Candidate:

  • 7+ years experience in the Funds area, Fund Administration/Trustee/Depositary/Asset Management;
  • The person should be driven and focused, able to work both on their own and contribute effectively to the Team;
  • Extensive knowledge of the structure and operation of Irish regulated funds and a high degree of awareness of the Irish regulatory environment;
  • Extensive Compliance experience/MIFID Compliance experience is advantageous but not essential;
  • Excellent client management skills essential. The person should be comfortable in dealing with clients at the highest level of their organisations;
  • The person should be able to meet the challenges of providing high level practical solutions to demanding client requirements in what can be a time-pressured environment.

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